SEC Form 4 · accession 0001228224-16-000005
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harriet C Stephens
10% Owner
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2016 | P | 285,000 | $7.10 | A | 385,350 | I | By Warren A. Stephens Grantors Trust |
| Common Stock | Jul 15, 2016 | P | 285,000 | $7.10 | A | 285,000 | I | By Warren A. Stephens Roth IRA |
| Common Stock | Jul 15, 2016 | P | 430,000 | $7.10 | A | 430,000 | I | By WAS Family Trust One |
| Common StockF1 | holding | — | — | — | 183,283 | I | By Harriet C. Stephens Trust | |
| Common StockF2 | holding | — | — | — | 500,000 | I | By Paula W. and John P. Calhoun Family Trust | |
| Common Stock | holding | — | — | — | 2,727,920 | I | By Stephens Investments Holdings LLC | |
| Common Stock | holding | — | — | — | 931,038 | I | By Warren and Harriet Stephens Childrens Trust | |
| Common Stock | holding | — | — | — | 82,430 | I | By Stephens Inc. | |
| Common Stock | holding | — | — | — | 206,116 | I | By WAS Conns Annuity Trust One | |
| Common Stock | holding | — | — | — | 56,633 | I | By Warren Miles Amerine Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Warren Miles Amerine Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By John Calhoun Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By John Calhoun Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By Laura Whitaker Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Laura Whitaker Stephens Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares reflects the gift for no consideration of 500,000 shares previously reported as owned by Harriet C. Stephens Trust to Paula W. and John P. Calhoun Family Trust, Warren A. Stephens, Trustee, for benefit of reporting person's children, and receipt of 666 shares for no consideration through an inheritance.
- F2Reflects gift of 500,000 shares previously reported as owned by Harriet C. Stephens Trust to Paula W. and John P. Calhoun Family Trust, Warren A. Stephens, Trustee, for benefit of reporting person's children.