SEC Form 4 · accession 0001228224-16-000003
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harriet C Stephens
10% Owner
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2016 | P | 250,000 | $12.3539 | A | 2,477,920 | I | By Stephens Investments Holdings LLC |
| Common Stock | holding | — | — | — | 682,617 | I | Harriet C. Stephens Trust | |
| Common Stock | holding | — | — | — | 931,038 | I | Warren and Harriet Stephens Childrens Trust | |
| Common Stock | holding | — | — | — | 82,430 | I | By Stephens Inc. | |
| Common Stock | holding | — | — | — | 206,116 | I | By WAS Conns Annuity Trust One | |
| Common Stock | holding | — | — | — | 100,350 | I | Warren A. Stephens Grantors Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By Warren Miles Amerine Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Warren Miles Amerine Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By John Calhoun Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By John Calhoun Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By Laura Whitaker Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Laura Whitaker Stephens Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.94 to $12.58, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F2Total owned indirectly by Stephens Investments Holdings LLC also reflects the receipt, for no consideration, of 1,904,247 shares previously reported by the reporting person as indirectly owned by Warren A. Stephens Trust.