SEC Form 4 · accession 0001209191-18-022218
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee A. Wright
Officer — EVP and CFO
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2018 | A | 38,640 | $32.35 | A | 159,005 | D | |
| Common StockF2 | Mar 28, 2018 | A | 38,640 | $32.35 | A | 197,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $32.35 | Mar 28, 2018 | A | 60,083 | A | Mar 28, 2021 | Mar 28, 2028 | Common Stock | 60,083 | 60,083 | D |
| Employee Stock Option(right to buy)F3 | $32.35 | Mar 28, 2018 | A | 60,083 | A | Mar 28, 2022 | Mar 28, 2028 | Common Stock | 60,083 | 120,166 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") awarded to reporting person under the 2016 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on March 28, 2021.
- F2Restricted Stock Units ("RSUs") awarded to reporting person under the 2016 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on March 28, 2022.
- F3Not a required repeatable field. SEC software requires a dollar amount; use zeros per SEC.