SEC Form 4 · accession 0001209191-17-002666
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman Miller
Officer — Chairman, President and CEO · Director
Period of report
Jan 2, 2017
Accepted (ET)
Jan 6, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $12.65 | Jan 2, 2017 | A | 33,333 | A | — | Jan 2, 2027 | Common Stock | 33,333 | 33,333 | D |
| Employee Stock Option (right to buyF2,F3 | $18.98 | Jan 2, 2017 | A | 33,333 | A | — | Jan 2, 2027 | Common Stock | 33,333 | 66,666 | D |
| Employee Stock Option (right to buyF2,F4 | $25.30 | Jan 2, 2017 | A | 33,334 | A | — | Jan 2, 2027 | Common Stock | 33,334 | 100,000 | D |
Explanation of responses
- F133,333 options with a grant price of $12.65 with a four year vesting schedule.
- F2Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC.
- F333,333 options with a grant price of $18.98 with a four year vesting schedule.
- F433,334 options with a grant price of $25.30 with a four year vesting schedule.