SEC Form 4 · accession 0001209191-16-152775
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Haley
Officer — VP & Chief Accounting Officer
Period of report
Dec 1, 2016
Accepted (ET)
Dec 1, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | A | 13,170 | $0.00 | A | 30,634 | D | |
| Common StockF2,F3 | Dec 1, 2016 | F | 386 | $11.20 | D | 30,248 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units awarded to reporting person under the 2016 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest in 4 equal annual installments commencing on December 1, 2017.
- F2Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on December 1, 2015.
- F3Price based on closing price of Conn's, Inc. Common Stock on date of vesting.