SEC Form 4 · accession 0001209191-16-124689
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Poppe
Officer — Chief Operating Officer
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 27, 2016 | F | 334 | $11.15 | D | 107,274 | D | |
| Common StockF3,F2 | May 27, 2016 | F | 427 | $11.15 | D | 106,847 | D | |
| Common StockF4,F2 | May 30, 2016 | F | 749 | $11.15 | D | 106,098 | D | |
| Common StockF5,F2 | May 30, 2016 | F | 1,079 | $11.15 | D | 105,019 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on May 27, 2014.
- F2Price based on closing price of Conn's, Inc. Common Stock on date of vesting.
- F3Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on May 27, 2015.
- F4Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on May 30, 2012.
- F5Represents shares withheld to pay withholding taxes due upon vesting of the performance-based Restricted Stock Units granted to the reporting person on May 30, 2012.