SEC Form 4 · accession 0001209191-15-048992
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Thompson
Director
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 29, 2015 | A | 2,028 | $0.00 | A | 44,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units ("RSUs") awarded to reporting person under the Company's Non-Employee Director Restricted Stock Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on May 29, 2016, and pursuant to a deferral election made by the reporting person, the vested shares will be delivered upon the earlier of (i)the reporting person's separation from service with the issuer, or (ii) the reporting person's death.
- F2The amount of securities beneficially owned reported in Column 5 does not correspond to prior Forms 4 because of errors in Column 5 of the reporting person's Forms 4 filed May 29, 2012 (213 shares were inadvertently omitted from Column 5), June 5, 2013 (3,441 shares were inadvertently omitted from Column 5) and October 15, 2013 (3,215 shares were inadvertently omitted from Column 5). All other information with respect to these shares and transactions were reported correctly at the time of such transaction.
- F3Includes an aggregate of 3,661 RSUs for which the shares underlying such RSUs have been deferred and will be delivered upon the earlier of (i)the reporting person's separation from service with the issuer, or (ii) the reporting person's death.