SEC Form 4 · accession 0001187376-19-000001
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren A Stephens
10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Jan 31, 2019 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2018 | G | 128,450 | $0.00 | D | 256,900 | I | By Warren A. Stephens Grantors Trust |
| Common Stock | Dec 31, 2018 | G | 128,450 | $0.00 | D | 128,450 | I | By Warren A. Stephens Grantors Trust |
| Common Stock | Dec 31, 2018 | G | 128,450 | $0.00 | D | 0 | I | By Warren A. Stephens Grantors Trust |
| Common Stock | Dec 31, 2018 | G | 128,450 | $0.00 | A | 128,450 | I | By Laura W. Stephens WAS Grantor Trust |
| Common StockF1 | holding | — | — | — | 310,346 | I | By Laura Whitaker Stephens WHCT Trust | |
| Common StockF2 | holding | — | — | — | 342,081 | I | By Harriet C. Stephens Trust | |
| Common StockF3 | holding | — | — | — | 1,292,920 | I | By Stephens Investments Holdings LLC | |
| Common StockF3 | holding | — | — | — | 1,500,000 | I | By WAS Family Trust Three | |
| Common Stock | holding | — | — | — | 22,619 | I | By Warren Miles Amerine Stephens 2012 Trust | |
| Common Stock | holding | — | — | — | 285,000 | I | By Warren A. Stephens Roth IRA | |
| Common Stock | holding | — | — | — | 430,000 | I | By WAS Family Trust One | |
| Common Stock | holding | — | — | — | 82,430 | I | By Stephens Inc. | |
| Common Stock | holding | — | — | — | 56,633 | I | By Warren Miles Amerine Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Warren Miles Amerine Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By John Calhoun Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By John Calhoun Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By Laura Whitaker Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Laura Whitaker Stephens Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects receipt by Laura Whitaker Stephens WHCT Trust for no consideration of 310,346 shares previously reported as indirectly owned by Warren and Harriet Stephens Children's Trust.
- F2Reflects receipt by Harriet C. Stephens Trust for no consideration of 62,250 shares previously reported as indirectly owned by Paula W. and John P. Calhoun Family Trust.
- F3Reflects receipt by WAS Family Trust Three for no consideration of 1,500,000 shares previously reported as indirectly owned by Stephens Investsments Holdings LLC. Reporting person no longer has a reportable beneficial interest in 1,424,910 shares beneficially owned by reporting person's children and included in the reporting person's prior ownership reports.