SEC Form 4 · accession 0001187376-16-000002
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren A Stephens
10% Owner
Period of report
Jan 8, 2016
Accepted (ET)
Jan 13, 2016 · 7:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2016 | P | 30,000 | $16.7582 | A | 1,904,247 | I | By Warren A. Stephens Trust |
| Common StockF2 | Jan 8, 2016 | P | 30,000 | $16.7582 | A | 682,617 | I | Harriet C. Stephens Trust |
| Common StockF2 | Jan 8, 2016 | P | 90,000 | $16.7582 | A | 931,038 | I | Warren and Harriet Stephens Childrens Trust |
| Common Stock | holding | — | — | — | 82,430 | I | By Stephens Inc. | |
| Common Stock | holding | — | — | — | 206,116 | I | By WAS Conns Annuity Trust One | |
| Common Stock | holding | — | — | — | 323,673 | I | By Stephens Investments Holdings LLC | |
| Common Stock | holding | — | — | — | 100,350 | I | Warren A. Stephens Grantors Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By Warren Miles Amerine Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Warren Miles Amerine Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By John Calhoun Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By John Calhoun Stephens Trust | |
| Common Stock | holding | — | — | — | 56,633 | I | By Laura Whitaker Stephens 1995 Trust | |
| Common Stock | holding | — | — | — | 6,352 | I | By Laura Whitaker Stephens Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.205 to $16.25, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnotes herein.
- F2Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.205 to $16.25, inclusive.