SEC Form 4 · accession 0001140361-16-050493
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Kevin Michael Ulrich
Director · 10% Owner
Anchorage Advisors Management, LLC
Director · 10% Owner
Anchorage Capital Master Offshore, Ltd
Director · 10% Owner
Anchorage Capital Group, L.L.C.
10% Owner
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF3,F1,F2 | Feb 3, 2016 | P | 206,577 | $12.7174 | A | 3,827,234 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common Stock, $0.01 par value per shareF4,F1,F2 | Feb 4, 2016 | P | 98,305 | $13.3288 | A | 3,925,539 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common Stock, $0.01 par value per shareF5,F1,F2 | Feb 4, 2016 | P | 193,419 | $14.2957 | A | 4,118,958 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common Stock, $0.01 par value per shareF6,F1,F2 | Feb 5, 2016 | P | 400,000 | $14.4161 | A | 4,518,958 | I | By Anchorage Capital Master Offshore, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Offshore. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C.
- F2Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3This price reflects the weighted average purchase price for open-market purchases of shares of Common Stock ("Shares") made by the Reporting Persons on February 3, 2016, within a $1.00 range. The actual prices for these transactions range from $12.31 to $12.95, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
- F4This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on February 4, 2016, within a $1.00 range. The actual prices for these transactions range from $12.87 to $13.86, inclusive.
- F5This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on February 4, 2016, within a $1.00 range. The actual prices for these transactions range from $13.87 to $14.68, inclusive.
- F6This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on February 5, 2016, within a $1.00 range. The actual prices for these transactions range from $13.89 to $14.75, inclusive.