SEC Form 3 · accession 0001140361-15-035911
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Anthony Lynn Davis
Director · 10% Owner
Kevin Michael Ulrich
Director · 10% Owner
Anchorage Advisors Management, LLC
Director · 10% Owner
Anchorage Capital Master Offshore, Ltd
Director · 10% Owner
Anchorage Capital Group, L.L.C.
10% Owner
Period of report
Sep 15, 2015
Accepted (ET)
Sep 25, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1,F2 | holding | — | — | — | 3,620,657 | I | By Anchorage Capital Master Offshore, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to buy)F1,F2 | $18.00 | holding | — | — | — | Sep 15, 2015 | Apr 15, 2016 | Common Stock, $0.01 par value per share | 1,250,000 | — | I |
Explanation of responses
- F1Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C.
- F2Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.