SEC Form 4 · accession 0001140361-15-011242
CONNS INC · CONN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Anthony Lynn Davis
Director · 10% Owner
Kevin Michael Ulrich
Director · 10% Owner
Anchorage Advisors Management, LLC
Director · 10% Owner
Anchorage Capital Master Offshore, Ltd
Director · 10% Owner
Anchorage Capital Group, L.L.C.
10% Owner
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001223389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value per shareF1,F7,F8 | Mar 6, 2015 | P | 303,000 | $27.8451 | A | 4,241,257 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common stock, $0.01 par value per shareF2,F7,F8 | Mar 9, 2015 | P | 1,900 | $27.9445 | A | 4,243,157 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common stock, $0.01 par value per shareF3,F7,F8 | Mar 9, 2015 | S | 39,516 | $27.147 | D | 4,203,641 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common stock, $0.01 par value per shareF4,F7,F8 | Mar 9, 2015 | S | 202,984 | $26.2985 | D | 4,000,657 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common stock, $0.01 par value per shareF5,F7,F8 | Mar 10, 2015 | S | 177,283 | $25.1907 | D | 3,823,374 | I | By Anchorage Capital Master Offshore, Ltd. |
| Common stock, $0.01 par value per shareF6,F7,F8 | Mar 10, 2015 | S | 202,717 | $24.3128 | D | 3,620,657 | I | By Anchorage Capital Master Offshore, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price reflects the weighted average price for open-market purchases of shares of Common Stock made by the Reporting Persons on March 6, 2015, within a $1.00 range. The actual prices for these transactions range from $27.465 to $28.00, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock purchased at each separate price.
- F2This price reflects the weighted average price for open-market purchases of shares of Common Stock made by the Reporting Persons on March 9, 2015, within a $1.00 range. The actual prices for these transactions range from $27.90 to $28.02, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock purchased at each separate price.
- F3This price reflects the weighted average price for open-market sales of shares of Common Stock made by the Reporting Persons on March 9, 2015, within a $1.00 range. The actual prices for these transactions range from $27.00 to $27.30, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.
- F4This price reflects the weighted average price for open-market sales of shares of Common Stock made by the Reporting Persons on March 9, 2015, within a $1.00 range. The actual prices for these transactions range from $26.00 to $26.83, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.
- F5This price reflects the weighted average price for open-market sales of shares of Common Stock made by the Reporting Persons on March 10, 2015, within a $1.00 range. The actual prices for these transactions range from $24.93 to $25.74, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.
- F6This price reflects the weighted average price for open-market sales of shares of Common Stock made by the Reporting Persons on March 10, 2015, within a $1.00 range. The actual prices for these transactions range from $23.91 to $24.90, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.
- F7Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C.
- F8Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.