SEC Form 4 · accession 0001209191-19-002719
RETAIL PROPERTIES OF AMERICA, INC. · RPAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Grimes
Officer — CEO, Director · Director
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001222840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 4, 2019 | A | 70,399 | $0.00 | A | 494,467 | D | |
| Class A Common StockF1 | Jan 4, 2019 | F | 3,071 | $10.92 | D | 491,396 | D | |
| Class A Common StockF2 | Jan 4, 2019 | F | 3,980 | $10.92 | D | 487,416 | D | |
| Class A Common StockF3 | Jan 4, 2019 | F | 5,171 | $10.92 | D | 482,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares retained by the Issuer to satisfy withholding obligations on 8,875 shares of restricted stock granted to the reporting person on February 19, 2016.
- F2Represents shares retained by the Issuer to satisfy withholding obligations on 13,174 shares of restricted stock granted to the reporting person on January 3, 2017.
- F3Represents shares retained by the Issuer to satisfy withholding obligations on 17,647 shares of restricted stock granted to the reporting person on January 2, 2018.