SEC Form 4 · accession 0001209191-16-101346
RETAIL PROPERTIES OF AMERICA, INC. · RPAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis K. Holland
Officer — Exec. VP, Gen. Counsel & Secr.
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001222840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 19, 2016 | A | 7,013 | $14.26 | A | 117,875 | D | |
| Class A Common StockF1 | Feb 20, 2016 | F | 13,850 | $14.22 | D | 104,025 | D | |
| Class A Common StockF2 | Feb 21, 2016 | F | 1,001 | $14.22 | D | 103,024 | D | |
| Class A Common StockF3 | Feb 21, 2016 | F | 1,607 | $14.22 | D | 101,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares retained by the Issuer to satisfy withholding obligations on 44,528 shares of restricted stock granted to the reporting person on February 20, 2015.
- F2Represents shares retained by the Issuer to satisfy withholding obligations on 3,004 shares of restricted stock granted to the reporting person on February 21, 2013.
- F3Represents shares retained by the Issuer to satisfy withholding obligations on 5,288 shares of restricted stock granted to the reporting person on February 21, 2014.