SEC Form 4 · accession 0001652252-16-000142
BIO-RAD LABORATORIES, INC. · BIO BIO.B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shannon Hall
Officer — Executive Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Bio-Rad A Common StockF1,F2 | Nov 4, 2016 | M | 220 | $0.00 | A | 1,474 | D | |
| Bio-Rad A Common StockF3 | Nov 7, 2016 | S | 84 | $165.62 | D | 1,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Nov 4, 2016 | M | 220 | D | — | — | Bio-Rad A Common Stock | 220 | 0 | D |
Explanation of responses
- F1Shares of Class A common stock acquired on the vesting of restricted stock units.
- F2Includes 13.0933 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 9/30/16.
- F3Sold by the Issuer on behalf of the Reporting Person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.
- F4Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
- F5The restricted stock units vest in five equal annual installments beginning November 4, 2012.