SEC Form 4 · accession 0001652252-16-000079
BIO-RAD LABORATORIES, INC. · BIO BIO.B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Goetz
Officer — EVP, Chief Operating Officer
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Bio-Rad A Common StockF1 | holding | — | — | — | 55,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Sep 7, 2016 | A | 8,000 | A | — | — | Bio-Rad A Common Stock | 8,000 | 8,000 | D |
| Non-Qualified Stock Option (right to buy)F4 | $159.32 | Sep 7, 2016 | A | 8,000 | A | — | Sep 7, 2026 | Bio-Rad A Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Includes 9.280, 53.3856 and 60.8402 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 12/31/15, 3/31/16 and 6/30/16, respectively.
- F2Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
- F3The restricted stock units vest over five years at 20% per year on the yearly anniversary date of the grant.
- F4The stock option vests over five years at 20% per year on the yearly anniversary date of the grant.