SEC Form 4 · accession 0001652252-15-000059
BIO-RAD LABORATORIES, INC. · BIO BIO.B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Hutton
Officer — Vice President and Treasurer
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Bio-Rad A Common StockF1,F2 | Nov 4, 2015 | M | 140 | $0.00 | A | 2,501 | D | |
| Bio-Rad A Common Stock | Nov 4, 2015 | F | 53 | $140.86 | D | 2,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Nov 4, 2015 | M | 140 | D | — | — | Bio-Rad A Common Stock | 140 | 140 | D |
Explanation of responses
- F1Shares of Class A common stock acquired on the vesting of restricted stock units.
- F2Includes 10.6515 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 9/30/15.
- F3Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
- F4The restricted stock units vest in five equal annual installments beginning November 4, 2012.