SEC Form 4 · accession 0001315406-15-000028
BIO-RAD LABORATORIES, INC. · BIO BIO.B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn Marie Soderberg
Officer — EVP, General Counsel, Sec
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Bio-Rad A Common StockF1,F2 | Dec 2, 2015 | M | 217 | $0.00 | A | 735 | D | |
| Bio-Rad A Common StockF3 | Dec 3, 2015 | S | 83 | $140.10 | D | 652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Dec 2, 2015 | M | 217 | D | — | — | Bio-Rad A Common Stock | 217 | 651 | D |
Explanation of responses
- F1Shares of Class A common stock acquired on the vesting of restricted stock units.
- F2Includes 41.6912 shares acquired under the Bio-Rad Laboratories employee stock purchase plan on September 30, 2015.
- F3Sold by the Issuer on behalf of the Reporting Person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.
- F4Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
- F5The restricted stock units vest in five equal annual installments beginning December 2, 2014.