SEC Form 4 · accession 0001628280-18-003269

PROVIDENCE SERVICE CORP · PRSC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Mar 13, 2018

Accepted (ET)

Mar 15, 2018 · 9:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001220754

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 13, 2018	M	27,234	$43.81	A	44,401	D
Common Stock	Mar 13, 2018	S	2,000	$72.00	D	42,401	D
Common Stock	Mar 13, 2018	S	100	$73.98	D	42,301	D
Common Stock	Mar 13, 2018	S	888	$72.25	D	41,413	D
Common Stock^F1	Mar 13, 2018	S	11,855	$70.84	D	29,558	D
Common Stock^F2	Mar 13, 2018	S	14,391	$69.33	D	15,167	D
Common Stock^F3	Mar 13, 2018	G	15,167	$0.00	D	0	D
Common Stock^F3	Mar 13, 2018	G	15,167	$0.00	A	15,167	I	By Trust
Common Stock	Mar 14, 2018	M	2,233	$43.81	A	2,233	D
Common Stock^F4	Mar 14, 2018	S	2,233	$70.06	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$43.81	Mar 13, 2018	M	27,234	D	—	Sep 11, 2024	Common Stock	27,234	22,766	D
Employee Stock Option (Right to Buy)^F5	$43.81	Mar 14, 2018	M	2,233	D	—	Sep 11, 2024	Common Stock	2,233	20,533	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.50 to $71.40, inclusive. The Reporting Person undertakes to provide to The Providence Service Corporation (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 2 and 4 of this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.10 to $70.07, inclusive.
F3These 15,167 shares were gifted to an irrevocable trust for the benefit of the Reporting Person and his wife and children.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70 to $70.25, inclusive.
F5This option, representing a right to purchase a total of 50,000 shares of common stock, became exercisable one-third beginning on September 11, 2014, an additional one-third on June 30, 2015 and fully exercisable on June 30, 2016.