SEC Form 4 · accession 0001437749-15-015458
PROVIDENCE SERVICE CORP · PRSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Sawyer
Officer — CEO Ingeus UK
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001220754
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $44.17 | Aug 6, 2015 | A | 11,319 | A | Aug 6, 2015 | Aug 20, 2015 | Common Stock | 11,319 | 11,319 | D |
| Employee Stock Option (right to buy)F2 | $44.17 | Aug 6, 2015 | A | 11,319 | A | Aug 6, 2018 | Aug 6, 2020 | Common Stock | 11,319 | 11,319 | D |
Explanation of responses
- F1This option is exercisable only for 10 business days from its date of grant, expires if not exercised within this time period and is referred to as the "special option".
- F2This option was granted as a matching option to the special option and will be forfeited if the special option is not exercised. A pro rata portion of the matching option will be forfeited, on a share for share basis for the portion not exercised, to the extent the special option is exercised in part but not for the full number of shares available. The option vests in full on August 6, 2018.