SEC Form 3 · accession 0001220754-19-000012
PROVIDENCE SERVICE CORP · PRSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Chinta Gaston
Officer — SVP, General Counsel
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001220754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $13.94 | holding | — | — | — | — | Apr 15, 2021 | Common Stock | 1,001 | — | D |
Explanation of responses
- F1This option was exercisable in three equal annual installments. The first installment became exercisable on April 15, 2012, and the next two installments became exercisable on April 15, 2013 and April 15, 2014.