SEC Form 4 · accession 0001220754-18-000028

PROVIDENCE SERVICE CORP · PRSC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Mar 15, 2018

Accepted (ET)

Mar 16, 2018 · 6:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001220754

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 15, 2018	M	18,377	$43.81	A	18,377	D
Common Stock^F1	Mar 15, 2018	S	18,377	$69.58	D	0	D
Common Stock	Mar 16, 2018	M	2,156	$43.81	A	2,156	D
Common Stock^F2	Mar 16, 2018	S	2,156	$69.85	D	0	D
Common Stock	holding	—	—		—	15,167	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$43.81	Mar 15, 2018	M	18,377	D	—	Sep 11, 2024	Common Stock	18,377	2,156	D
Employee Stock Option (Right to Buy)^F3	$43.81	Mar 16, 2018	M	2,156	D	—	Sep 11, 2024	Common Stock	2,156	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70, inclusive. The Reporting Person undertakes to provide to The Providence Service Corporation (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 2 of this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.78 to $69.88, inclusive.
F3This option, representing a right to purchase a total of 50,000 shares, became exercisable one-third beginning on September 11, 2014, one-third of June 30, 2015 and fully vested on June 30, 2016.