SEC Form 4 · accession 0001181431-15-005050
PROVIDENCE SERVICE CORP · PRSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren Rustand
Officer — Chief Executive Officer · Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001220754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2015 | M | 7,814 | $16.35 | A | 35,856 | D | |
| Common Stock | Mar 20, 2015 | M | 2,000 | $14.16 | A | 37,856 | D | |
| Common Stock | Mar 20, 2015 | M | 22,500 | $12.59 | A | 60,356 | D | |
| Common StockF1 | Mar 20, 2015 | S | 32,314 | $49.955 | D | 28,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $16.35 | Mar 20, 2015 | M | 7,814 | D | — | Jun 15, 2020 | Common Stock | 7,814 | 0 | D |
| Stock Option (right to buy)F2 | $14.16 | Mar 20, 2015 | M | 2,000 | D | — | May 17, 2021 | Common Stock | 2,000 | 0 | D |
| Stock Option (right to buy)F2 | $12.59 | Mar 20, 2015 | M | 22,500 | D | — | Nov 20, 2017 | Common Stock | 22,500 | 0 | D |
Explanation of responses
- F1Represents the weighted-average price per share at time of sale. The market price per share at time of sale ranged from $50.34 to $49.65, thus, the exact per share market prices were within a one dollar range.
- F2Immediately