SEC Form 4/A · accession 0001246360-18-000175
CROWN HOLDINGS, INC. · CCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Didier Sourisseau
Officer — President, European Division
Period of report
Jan 4, 2018
Accepted (ET)
Jan 16, 2018 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 4, 2018 | A | 16,688 | $0.00 | A | 44,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment on Form 4/A to the Form 4 originally filed on January 8, 2018 (the "Original Form 4") is made solely to correct the amount of shares (16,688) of Deferred Common Stock granted under the 2013 Stock-Based Compensation Plan. 5,671 time-vested deferred shares vest over a three year period as follows: 1,891 time-vested deferred shares on January 4, 2019 and 1,890 time-vested deferred shares on January 4, 2020 and January 4, 2021. 5,346 performance-based deferred shares are targeted to vest on January 4, 2021 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 5,346. 5,671 performance-based deferred shares are targeted to vest on January 4, 2021 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 5,671.