SEC Form 4 · accession 0001246360-16-005704
CROWN HOLDINGS, INC. · CCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Bourque Jr.
Officer — President - Asia Pacific Div.
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | May 3, 2016 | A | 5,619 | $0.00 | A | 13,119 | D | |
| Common | holding | — | — | — | 233 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 5,619 shares of Restricted Common Stock under the 2013 Stock-Based Incentive Compensation Plan. 1,921 time-vested restricted shares vest over a three year period as follows: 640 time-vested restricted shares on May 14, 2017, 640 time-vested restricted shares on January 8, 2018 and 641 time-vested restricted shares on January 8, 2019. The final 3,698 performance-based restricted shares vest on January 8, 2019 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 3,698.