SEC Form 4 · accession 0001246360-16-004127
CROWN HOLDINGS, INC. · CCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Kelly
Officer — Senior Vice President & CFO
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 8, 2016 | A | 20,640 | $0.00 | A | 94,378 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 20,640 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 7,120 time-vested restricted shares vest over a three year period as follows: 2,374 time-vested restricted shares on January 8, 2017 and 2,373 time-vested restricted shares on January 8, 2018 and January 8, 2019, respectively. The 13,520 performance-based restricted shares vest on January 8, 2019 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 13,520.