SEC Form 4 · accession 0001246360-15-000215
CROWN HOLDINGS, INC. · CCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Kelly
Officer — Senior Vice President & CFO
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Jan 6, 2015 | A | 17,533 | $0.00 | A | 76,487 | D | |
| Common | Jan 6, 2015 | F | 733 | $49.80 | D | 75,754 | D | |
| CommonF1 | holding | — | — | — | 1,049 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1At December 31, 2014, the Reporting Person owned 1,049 shares of CCK Common Stock under the CCK 401(k) Plan.
- F2The Reporting Person was granted 17,533 shares of Restricted Common Stock under the 2013 Stock-Based Incentive Compensation Plan. 6,008 shares vest over a three year period as follows: 2,003 shares on January 6, 2016 and January 6, 2017, respectively, and 2,002 shares on January 6, 2018. The final 11,525 shares vest on January 6, 2018 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance based vested shares varying from 0 to 200% of 11,525.