SEC Form 4 · accession 0001246360-15-000212
CROWN HOLDINGS, INC. · CCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Djalma Novaes Jr.
Officer — President - Americas Division
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 6, 2015 | A | 15,432 | $0.00 | A | 15,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 15,432 shares of Restricted Common Stock under the 2013 Stock-Based Incentive Compensation Plan. 5,288 shares vest over a three year period as follows: 1,763 shares on January 6, 2016 and January 6, 2017 and 1,762 shares on January 6, 2018, respectively. The final 10,144 shares vest on January 6, 2018 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance based vested shares varying from 0 to 200% of 10,144.