SEC Form 4 · accession 0001219210-15-000113
IKANOS COMMUNICATIONS, INC. · IKAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Murphy
Officer — VP, Worldwide Human Resources
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219210
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | M | 2,500 | $0.00 | A | 11,698 | D | |
| Common StockF2 | May 1, 2015 | F | 1,094 | $2.75 | D | 10,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | May 1, 2015 | M | 2,500 | D | — | — | Comon Stock | 0 | 0 | D |
Explanation of responses
- F1Includes 500 shares purchased on May 1, 2015 through the Company's Employee Stock Purchase Plan.
- F2The transaction reported on this form represents the vesting of restricted stock units granted on June 9, 2014 and the withholding of shares to satisfy the tax withholding obligation associated with the vesting.
- F3The restricted stock units are convertible on a one-for-one basis into Common Stock upon vesting.
- F4Vested shares are delivered on the applicable vesting date.
- F5No expiration date.