SEC Form 4 · accession 0001179110-18-010958
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · AVK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Seizert
Director · Other
Period of report
Aug 27, 2018
Accepted (ET)
Aug 28, 2018 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 27, 2018 | J | 35,741 | $0.363 | A | 90,635 | D | |
| Common StockF3 | Aug 27, 2018 | J | 26,946 | $0.4951 | A | 117,581 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund.
- F2AGC shares converted into AVK.
- F3LCM shares converted into AVK.