SEC Form 4 · accession 0001179110-16-031278
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · AVK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Seizert
Director · Other
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | P | 3,600 | $13.418 | A | 8,629 | D | |
| Common Stock | Nov 4, 2016 | P | 200 | $13.42 | A | 8,829 | D | |
| Common StockF1 | Nov 4, 2016 | P | 200 | $13.425 | A | 9,029 | D | |
| Common StockF1 | Nov 4, 2016 | P | 1,000 | $13.4155 | A | 1,029 | I | Candace Seizert Trust |
| Common StockF1 | Nov 4, 2016 | P | 5,000 | $13.4229 | A | 15,659 | I | C & P Seizert Trustees GLS Irrev. Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Seizert has direct and indirect control of an aggregate amount of shares totaling 9,029 in Direct Ownership and 16,688 in Indirect Ownership.