SEC Form 4/A · accession 0001179110-15-002110
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · AVK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul Latronica
Other
Period of report
Jan 12, 2014
Accepted (ET)
Feb 9, 2015 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2015 | S | 300 | $16.22 | D | 0 | D | |
| Common StockF1 | Jan 12, 2015 | P | 300 | $16.24 | A | 300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Latronica is selling shares out of his individual taxable account and simultaneously buying the same amount of shares into his 401k plan
Remarks
The Authorized Representative for the Reporting Person was incorrectly listed as Nicholas Dalmaso on the original Form 4. The correct Authorized Representative is Mark E. Mathiasen, pursuant to the Power of Attorney. This Amended Form 4 now reflects this correction.