SEC Form 4/A · accession 0001179110-15-001250
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · AVK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tony Huang
Officer — V.P. & Assistant Secretary
Period of report
Jan 16, 2015
Accepted (ET)
Jan 26, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | P$0 | 0 | $0.00 | A | 100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Huang only owns 100 shares of AVK as was listed on his previously filed Form 3. Mr. Huang did not make any additional share purchases and this form was inadvertently filed. His current shares holdings remain at 100 shares.