SEC Form 4 · accession 0001019056-18-001051
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | S | 10,449 | $27.0475 | D | 107,940 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Oct 31, 2018 | S | 98,150 | $27.0475 | D | 867,744 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | holding | — | — | — | 203,484 | I | By Limited Partner of the Family Partnership | |
| Common Stock | holding | — | — | — | 828,768 | D | ||
| Common Stock | holding | — | — | — | 40,529 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.