SEC Form 4 · accession 0001019056-18-000573
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2018 | P | 10,136 | $9.42 | A | 965,894 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | holding | — | — | — | 928,768 | D | ||
| Common Stock | holding | — | — | — | 40,529 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 118,389 | I | By Managing Member as General Partner of Darwin Partnership | |
| Common Stock | holding | — | — | — | 203,484 | I | By Limited Partner of the Family Partnership |
Table II — derivative securities
No Table II lines on this filing.