SEC Form 4 · accession 0001019056-17-000707
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Oct 5, 2017
Accepted (ET)
Oct 6, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2017 | P | 9,364 | $4.00 | A | 928,768 | D | |
| Common Stock | Oct 5, 2017 | P | 1,278 | $4.00 | A | 40,529 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | holding | — | — | — | 118,389 | I | By Managing Member as General Partner of Darwin Partnership | |
| Common Stock | holding | — | — | — | 955,758 | I | By Managing Member as General Partner of Gagnon Investment Associates | |
| Common Stock | holding | — | — | — | 203,484 | I | By Limited Partner of the Family Partnership |
Table II — derivative securities
No Table II lines on this filing.