SEC Form 4 · accession 0001019056-17-000408
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | P | 15,116 | $0.89 | A | 873,928 | D | |
| Common Stock | holding | — | — | — | 140,364 | I | By Limited Partner of the Family Partnership | |
| Common Stock | holding | — | — | — | 31,926 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 93,852 | I | By Managing Member as General Partner of Darwin Partnership | |
| Common Stock | holding | — | — | — | 952,464 | I | By Managing Member as General Partner of Gagnon Investment Associates |
Table II — derivative securities
No Table II lines on this filing.