SEC Form 4/A · accession 0001019056-15-000793
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Neil Gagnon
10% Owner
Period of report
Sep 29, 2015
Accepted (ET)
Oct 1, 2015 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2015 | P | 264 | $4.10 | A | 1,235,006 | D | |
| Common Stock | Sep 29, 2015 | P | 188 | $4.10 | A | 1,235,194 | I | By Self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Sep 29, 2015 | P | 334 | $4.10 | A | 1,235,528 | D | |
| Common Stock | Sep 29, 2015 | P | 1,932 | $3.91 | A | 1,237,460 | D | |
| Common Stock | Sep 29, 2015 | P | 3,614 | $3.91 | A | 1,241,074 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This Form 4 is being amended to correct an error in the previously reported sales price of the common stock and the number of transactions in such common stock. The Form 4 is amended to report the correct sales prices of $4.10 and $3.91 and to indicate that five transactions in the common stock were effected.