SEC Form 4 · accession 0001019056-15-000411
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2015 | P | 2,975 | $5.56 | A | 1,148,783 | D | |
| Common Stock | Apr 16, 2015 | P | 1,877 | $5.56 | A | 1,150,660 | D | |
| Common Stock | Apr 16, 2015 | P | 1,060 | $5.56 | A | 1,151,720 | D | |
| Common Stock | Apr 16, 2015 | P | 373 | $5.56 | A | 1,152,093 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Apr 17, 2015 | P | 3,177 | $5.14 | A | 1,155,270 | D | |
| Common Stock | Apr 17, 2015 | P | 2,036 | $5.14 | A | 1,157,306 | D | |
| Common Stock | Apr 17, 2015 | P | 1,149 | $5.14 | A | 1,158,455 | D | |
| Common Stock | Apr 17, 2015 | P | 404 | $5.14 | A | 1,158,859 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.