SEC Form 4 · accession 0001019056-15-000336
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Mar 17, 2015
Accepted (ET)
Mar 23, 2015 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | P | 800 | $6.46 | A | 1,140,284 | D | |
| Common Stock | Mar 17, 2015 | P | 2,210 | $6.46 | A | 1,142,494 | D | |
| Common Stock | Mar 18, 2015 | P | 2,245 | $6.29 | A | 1,144,739 | D | |
| Common Stock | Mar 18, 2015 | P | 560 | $6.29 | A | 1,145,299 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Mar 19, 2015 | P | 238 | $6.08 | A | 1,145,537 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Common Stock | Mar 20, 2015 | P | 271 | $6.05 | A | 1,145,808 | I | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.