SEC Form 4 · accession 0001019056-15-000060
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2015 | P | 2,468 | $7.00 | A | 854,545 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jan 23, 2015 | P | 23,632 | $7.00 | A | 878,177 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jan 26, 2015 | P | 3,832 | $6.99 | A | 882,009 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jan 26, 2015 | P | 36,677 | $6.99 | A | 918,686 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jan 27, 2015 | P | 1,714 | $7.02 | A | 920,400 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jan 27, 2015 | P | 16,397 | $7.02 | A | 936,797 | I | By Managing Member as General Partner of Gagnon Investment Associates |
Table II — derivative securities
No Table II lines on this filing.