SEC Form 4 · accession 0001019056-15-000031
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2015 | P | 1,228 | $6.51 | A | 788,443 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jan 16, 2015 | P | 11,764 | $6.51 | A | 800,207 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | Jan 20, 2015 | P | 302 | $7.25 | A | 800,509 | I | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | Jan 20, 2015 | P | 2,898 | $7.25 | A | 803,407 | I | By Managing Member as General Partner of Gagnon Investment Associates |
Table II — derivative securities
No Table II lines on this filing.