SEC Form 4 · accession 0000899243-19-006264
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Yee
Officer — Chief Medical Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | A | 10,000 | $0.00 | A | 54,692 | D | |
| Common StockF2 | Mar 1, 2019 | F | 3,685 | $31.64 | D | 51,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were represented by restricted performance stock units that were granted on October 20, 2017, 100% of which vested on March 1, 2019 upon the achievement of the requisite performance criteria.
- F2These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.