SEC Form 4 · accession 0000899243-19-004476
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Brian Bell
Officer — Chief Financial Officer
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 292 | $6.31 | A | 77,490 | D | |
| Common Stock | Feb 20, 2019 | M | 833 | $1.00 | A | 78,323 | D | |
| Common Stock | Feb 20, 2019 | M | 937 | $5.90 | A | 79,260 | D | |
| Common Stock | Feb 20, 2019 | S | 2,200 | $26.30 | D | 77,060 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $6.31 | Feb 20, 2019 | M | 292 | D | — | Jan 19, 2028 | Common Stock | 292 | 10,218 | D |
| Employee Stock Option (right to buy)F3 | $1.00 | Feb 20, 2019 | M | 833 | D | — | Apr 21, 2027 | Common Stock | 833 | 34,167 | D |
| Employee Stock Option (right to buy)F4 | $5.90 | Feb 20, 2019 | M | 937 | D | — | Oct 27, 2027 | Common Stock | 937 | 30,138 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F21/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
- F31/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
- F41/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.