SEC Form 4 · accession 0000899243-19-002148
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Maag
Officer — See Remarks · Director
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | F | 1,556 | $27.46 | D | 390,845 | D | |
| Common StockF2 | holding | — | — | — | 1,000 | I | As UTMA custodian for minor child | |
| Common StockF2 | holding | — | — | — | 1,000 | I | As UTMA custodian for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.
- F2Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks
President and Chief Executive Officer