SEC Form 4 · accession 0000899243-18-031739
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sasha King
Officer — Chief Commercial Officer
Period of report
Dec 26, 2018
Accepted (ET)
Dec 26, 2018 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2018 | M | 1,000 | $1.00 | A | 54,542 | D | |
| Common Stock | Dec 26, 2018 | M | 1,000 | $2.80 | A | 55,542 | D | |
| Common Stock | Dec 26, 2018 | M | 834 | $1.07 | A | 56,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.00 | Dec 26, 2018 | M | 1,000 | D | — | Apr 21, 2027 | Common Stock | 1,000 | 7,250 | D |
| Employee Stock Option (right to buy)F3 | $2.80 | Dec 26, 2018 | M | 1,000 | D | — | Sep 1, 2027 | Common Stock | 1,000 | 9,000 | D |
| Employee Stock Option (right to buy)F4 | $1.07 | Dec 26, 2018 | M | 834 | D | — | Jun 9, 2027 | Common Stock | 834 | 6,458 | D |
Explanation of responses
- F1The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F225% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
- F350% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
- F425% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.