SEC Form 4/A · accession 0000899243-18-019829
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mitchell J Nelles
Officer — Chief Operating Officer
Period of report
Jun 29, 2018
Accepted (ET)
Jul 12, 2018 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2018 | F | 1,729 | $12.24 | D | 92,910 | D | |
| Common StockF2 | Jul 2, 2018 | M | 3,649 | $3.70 | A | 96,559 | D | |
| Common StockF2 | Jul 2, 2018 | M | 19,250 | $5.27 | A | 115,809 | D | |
| Common StockF2 | Jul 2, 2018 | M | 9,000 | $2.30 | A | 124,809 | D | |
| Common StockF2 | Jul 2, 2018 | S | 39,649 | $12.4823 | D | 85,160 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.
- F2This line item is being amended and restated to correct the amount of securities beneficially owned following the subsequent reported transactions.