SEC Form 4 · accession 0000899243-18-019285
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James P Yee
Officer — Chief Medical Officer
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | A | 10,000 | $0.00 | A | 53,102 | D | |
| Common StockF2 | Jun 29, 2018 | A | 10,000 | $0.00 | A | 63,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $12.24 | Jun 29, 2018 | A | 10,000 | A | — | Jun 29, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter.
- F2The reported securities are represented by restricted stock units, 100% of which were vested upon grant.
- F31/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.