SEC Form 4 · accession 0000899243-18-019279

CareDx, Inc. · CDNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — See Remarks · Director

Period of report

Jun 29, 2018

Accepted (ET)

Jul 3, 2018 · 5:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001217234

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 29, 2018	A	150,000	$0.00	A	422,037	D
Common Stock^F2	Jun 29, 2018	A	50,000	$0.00	A	472,037	D
Common Stock^F3	holding	—	—		—	1,000	I	As UTMA custodian for minor child
Common Stock^F3	holding	—	—		—	1,000	I	As UTMA custodian for minor child

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$12.24	Jun 29, 2018	A	150,000	A	—	Jun 29, 2028	Common Stock	150,000	150,000	D

F1The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter.
F2The reported securities are represented by restricted stock units, 100% of which were vested upon grant.
F3Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F41/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.

President and Chief Executive Officer