SEC Form 4/A · accession 0000899243-18-002029
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mitchell J Nelles
Officer — Chief Operating Officer
Period of report
Jan 22, 2018
Accepted (ET)
Jan 25, 2018 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 22, 2018 | F | 1,691 | $6.29 | D | 80,444 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain restricted stock units.
- F2This amendment is being filed solely to correct the number of non-derivative securities reported on the original Form 4 as beneficially owned by the Reporting Person as of January 22, 2018; 8,858 shares of the Issuer's common stock were inadvertently omitted.